Regulatory intelligence for compliance and regulatory teams

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Monitor regulatory change, extract obligations, assess business impact, and manage follow-up in one source-linked compliance workbench.

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Home Search Saved Cases Domain Packs ▾ AML & Sanctions

Domain Pack

AML & Sanctions

Monday overview · 3 items need attention

Overview Coverage Extractions

Needs Attention

FinCEN guidance · beneficial ownership

Certification requirements for legal entity customers

In review

OFAC advisory · sanctions evasion

Updated red flags for correspondent banking

Open

The platform

One workbench from regulatory signal to documented action.

Search broadly, investigate inside a Domain Pack, map obligations to your policy library, ask against selected sources, and move findings into an auditable Case.

Home Search Saved Cases Domain Packs ▾ AML & Sanctions

Domain Pack

AML & Sanctions

Monday overview · 3 items need attention

Overview Coverage Extractions

847Publications

12Impacts

64Obligations

6Regulators

3Needs attention

MediumRisk category

Obligations 64 Enforcement 8 Horizon 5 Supervisory 11

Needs Attention

FinCEN guidance · beneficial ownership

Certification requirements for legal entity customers

In review

OFAC advisory · sanctions evasion

Updated red flags for correspondent banking

Open

FATF update · virtual asset service providers

Cross-border travel rule alignment

New impact

Recent publications

TitleTypeDate

Interim final rule · BOI reporting Rule Mar 28

Supervisory letter · CDD refresh Guidance Mar 22

Domain Pack · Coverage

Cross-Regulator Coverage

Compare how regulators align on shared themes — teal highlights reflect your current scope.

Regulatory relationships

18Themes

6Regulators

42Linked cells

3Coverage gaps

Theme	FinCEN4	OCC3	FDIC2	OFAC3	Total
Beneficial ownership2 in scope	12	8	4	6	4/4
CDD refresh	5	7	3		3/4
Sanctions screening	3	9		11	3/4

Firm alignment

Policy & control mappings

Link regulatory obligations to your policy and control library — gaps, mappings, and lineage in one view.

24Policies

86Controls

58Mappings

7Open gaps

78%Control coverage

Coverage gaps

3 in pack scope

Gap	Regulator	Obligation
Unmapped	FinCEN	BOI certification for legal entity customers
Partial	OCC	CDD refresh on high-risk entity accounts
Review due	OFAC	Correspondent banking red flags

Policy & control mappings

Approved in pack scope

Regulator	Policy	Control	Status
FinCEN	POL-AML-001 · CDD Program	CTRL-014 · Entity verification	Approved
OCC	POL-AML-002 · BOI controls	CTRL-022 · Certification capture	Draft
OFAC	POL-SANC-001 · Screening	CTRL-031 · List matching	Approved

Obligation → policy → control lineage

FinCEN BOI certification obligation

→ POL-AML-002 · BOI controls → CTRL-022 · Certification capture

Domain Packs

Regulatory intelligence organized around the programs you own.

Each pack combines monitoring, structured extractions, coverage analysis, source-linked Q&A, and case workflow.

AML

AML & Sanctions

CDD, transaction monitoring, beneficial ownership, sanctions, SAR and program governance.

Securities & Markets

Market conduct, broker-dealer obligations, disclosures, supervision and custody.

Prudential Banking

Capital, liquidity, governance, supervisory expectations and operational risk.

Consumer Protection

UDAAP, fair lending, retail product rules and exam priorities.

Payments & MSB

Money transmission, remittance rules, travel rule and licensing.

Crypto & Digital Assets

VASP obligations, stablecoins, custody and digital asset structure.

Operational Resilience

TPRM, cyber resilience, business continuity and third-party oversight.

AI Governance

Model risk, AI in financial services and emerging supervisory guidance.

Privacy & Cybersecurity

GLBA, cyber rules, breach notification and data protection.

ESG & Climate

Climate disclosures, sustainability rules and ESG supervision.

Coverage

See how regulators align — and where your firm stands.

Every Domain Pack includes a Coverage workspace that maps shared compliance themes across supervisors, then connects regulatory obligations to your internal policy and control library. Structural regulator relationships are always visible; teal highlights reflect your current scope and firm mappings.

By theme

Pick a compliance theme — for example, transaction monitoring or beneficial ownership — and drill into which regulators have obligations in your scope, where regulatory or firm gaps exist, and compare two supervisors side-by-side before opening the catalog or Ask.

All regulators

Scan a themes × regulators matrix with alignment heatmaps. Spot fully aligned cells, partial overlap, and missing equivalents across AMLA, FinCEN, OFAC, FCA, EU, and other pack supervisors without opening each theme individually.

Theme taxonomy

Explore the pack’s theme hierarchy — how monitoring, customer, reporting, governance, operations, and risk themes relate. Use the graph to orient new team members and jump into regulator comparison for any leaf theme.

Firm coverage

Bridge regulatory intelligence to your internal library: open gaps where obligations lack a policy or control mapping, review approved mappings by regulator, and track coverage KPIs — policies, controls, mappings, and control coverage percentage — for exam readiness.

By Theme All Regulators Theme Taxonomy Firm Coverage

Cross-Regulator Coverage

14 themes · 8 regulators · 20 mappings · 112 gaps

Regulatory relationships

Transaction monitoring

Monitoring · TMS, alerting, monitoring programme

Ask about this theme Open in catalog

12Updates

0Obligations

3Jurisdictions

8Reg-gaps

1Firm-gaps

In your current scope

US (FinCEN / FFIEC) Gap detected

UK (FCA) Partial overlap

EU (AMLD) Partial overlap

Compare regulators

Regulator A · FinCEN vs Regulator B · FCA Add to compare

Cross-Regulator Coverage

Themes × regulators alignment matrix

Regulatory relationships

Theme	FinCEN	OFAC	Σ
Transaction monitoring12 in scope	6		0/8
Sanctions screening3 in scope		4	0/8
Customer due diligence			0/8

Cross-Regulator Coverage

Theme taxonomy · 14 themes · 6 types

Regulatory relationships

Theme taxonomy

Advanced — pack categories and themes

14 themes · 6 types

Click a theme to compare regulators.

Firm coverage

Map pack obligations to your policy and control library.

0Policies

0Controls

0Mappings

100Open gaps

0Reviews due

0%Control coverage

Coverage gaps

38 obligations

Gap	Regulator	Obligation
No policy/control mapping	FinCEN	Institutions must file SARs for transactions involving $5,000 or more when a suspicious activity is detected…
No policy/control mapping	FinCEN	MSBs must register with FinCEN and renew registration every two years…
No policy/control mapping	OFAC	Screen customers and transactions against SDN and sectoral sanctions lists…

Policy & control mappings

No firm mappings yet for this pack’s regulators.

Open policies & controls

Regulatory Pulse

See what changed last quarter — and where to focus next.

Every Domain Pack includes Regulatory Pulse — a quarterly summary of what changed in that program: new publications by regulator, the themes gaining the most traction, enforcement trends, and the business types most affected. Open it from your pack card on workbench home.

AML & sanctions Anti-money laundering, BSA, and sanctions screening obligations. Domain pack workspace

12,847 documents 342 recent

Transaction monitoring Customer due diligence Sanctions screening Beneficial ownership +6

8 regulators

Regulatory Pulse · Q2 2026 428 new this quarter · ↑ Sanctions Screening

View pulse

Quarter overview Themes & impact

Home

Regulatory Pulse

Q2 2026 · AML & Sanctions

Apr–Jun 2026 US

Summary: Q2 was driven by sanctions screening activity and FinCEN guidance. Sanctions Screening led themed material in the U.S.

Documents428

Theme tagged81%

Enforcement12

Publications by regulator

Rules, guidance, and notices by supervisor.

Regulator	Class	Docs
Treasury OFAC	Press Release	156
FinCEN	Guidance	94
U.S. Dept. of Justice	Press Release	112
FinCEN	Final Rule	18
FFIEC	Guidance	48

Fastest-growing themes

Largest QoQ gain in themed source material.

Theme	Current	Prior	Δ
Sanctions Screening	132	98	34
Transaction Monitoring	5	3	2
Beneficial Ownership	12	9	3
Customer Due Diligence	8	6	2

Enforcement trends

Violation codes and matter counts.

12 matters

Agency	Matters	Codes
FinCEN	5	3
U.S. Dept. of Justice	4	2
Treasury OFAC	3	2

Emerging AML focus

Pack-scoped AML themes and regulator activity.

Pack theme	Current Q	Δ
Virtual Asset Compliance	3	3
Sanctions Screening	24	2
Suspicious Activity Reporting	5	2
Correspondent Banking	3	2
AML Governance	4	1

Cross-jurisdiction

Theme counts by jurisdiction.

Theme	Jurisdiction	Docs
Sanctions Screening	US	132
Transaction Monitoring	US	5
Beneficial Ownership	US	12
Customer Due Diligence	US	8

Top business types

Entity types from impact extractions.

Entity type	Documents	Mentions
Money Services Business	18	24
Depository Institution	12	15
Casino	6	8
Virtual Asset Service Provider	5	7
Securities Broker-Dealer	4	5

How it works

From regulatory publication to defensible follow-up.

Monitor

Track rules, guidance, enforcement and supervisory updates.

Extract

Identify obligations, enforcement signals and affected areas.

Assess

Evaluate impact against your business, policies and controls.

Verify

Open cited source material and confirm the analysis.

Act

Assign a Case, capture evidence and maintain the audit trail.

Capabilities

Everything your team needs in one place.

Search the full catalog when the question is wide. Work inside a Domain Pack when the question is deep. Every insight links back to public source material.

Data Catalog & Search

Search the full regulatory catalog across disciplines. Filter by regulator, document type, and metadata; send selected documents to Ask or open a Case.

Domain Packs

Ten discipline workspaces for pack-scoped monitoring, structured extractions, coverage maps, and cited Ask — sharing the same catalog and Cases desk.

See all ten packs

Structured extractions

Long rules and filings parsed into obligations, enforcement signals, and impact fields — each linked to the passage in the original document.

Ask & Verify

Ask against your current scope. Each response includes an explainable research record — how the question was scoped, how the search was planned, which sources were retrieved, and numbered citations you can open to verify.

Cases

Assign items, track status across team queues, link evidence from sources and Ask, and keep a journal built for examiner questions.

Context

Overview video

How RegiSentinel fits into the regulatory landscape from a firm’s perspective — where supervisory change meets compliance programs, policy libraries, and operating workflow.

Talk to us

Book a walkthrough, ask about a pilot, or bring questions from your compliance or legal team.

Schedule a call

Trust

Built on public regulatory sources

We ingest material from supervisory agencies and standards bodies worldwide. What appears in your workspace reflects the Domain Packs your organization licenses.

View sources guide Download PDF

FAQ

Questions we hear often

Straight answers for teams evaluating regulatory intelligence tools.

What does RegiSentinel help my team do? +

Monitor regulatory change, search a structured catalog, review extractions, ask scoped questions with citations, and manage follow-up in Cases — without switching between tools.

Is this just another document repository? +

The catalog is the foundation. On top of it, RegiSentinel adds Domain Packs, structured extractions, a Regulatory Knowledge Graph, cited Ask & Verify, and case workflow — so teams move from reading to action in one place.

Does RegiSentinel provide legal or compliance advice? +

No. It supports research and regulatory operations. Your firm's policies, procedures, and counsel remain the authority on what you must do.

Which regulators and jurisdictions are covered? +

See our official sources map for the supervisory families we draw from. Your live corpus is configured when your organization is onboarded.

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